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For Bookkeepers & Accountants

The Bookkeeper's Guide to Client Workflow

Most bookkeeping practices have a workflow problem that looks like a capacity problem. The five stages, and where the unbillable hours actually disappear.

6 min read

Most bookkeeping practices do not have a capacity problem. They have a workflow problem that looks like a capacity problem.

The books themselves take a predictable amount of time. What varies — wildly — is everything around them: getting records, chasing what is missing, collecting signatures, answering "did you get my email," and reconstructing where each client stands after a week away.

This guide covers the workflow rather than the accounting. Where a topic deserves more room, there is a link.

The five stages

Almost every client relationship runs through the same sequence, whether or not you have named it:

  1. Onboarding — engagement letter, access, opening balances, expectations
  2. Collection — getting records, every period, forever
  3. The work — the part you are actually good at
  4. Review and sign-off — client approval, authorisation forms
  5. Filing and archive — submission, retention

Stages 2 and 4 consume most of the time that is not billable. They are also the two that respond best to being systematised, which makes them the right place to start.

Onboarding sets everything that follows

Whatever you establish in the first two weeks becomes the norm for years. Practices that struggle with late records almost always accepted late records at the start.

The things worth fixing at onboarding:

Onboarding is also when clients are most willing to accommodate you. Six months in, asking someone to change how they send things is a renegotiation. In week one it is just how it works.

Collection is the whole game

If you fix one thing, fix this. Document collection is where the hours disappear, and it is nearly all fixable design rather than difficult clients.

The principles:

That fourth point removes most of the emotional cost. In a larger firm an assistant sends reminders and nobody takes it personally. On your own, you are both the person owed the work and the person asking for it. Automation puts a process between the two.

Read next: How to Stop Chasing Clients for Documents · How to Collect Documents at Tax Season

Multiple entities, multiple sets of books

Once you are keeping books for more than a handful of clients, entity structure becomes an operational question rather than an accounting one.

A single client may be several entities — a holding company, an operating company, sometimes a personal set of books alongside. Each is a separate ledger, and in most accounting software each is a separate subscription.

That is worth doing the arithmetic on. A practice with twenty-five client files that pays per file is on a very different cost base from one that does not.

Read next: What Is an Accounting Entity? HoldCo, OpCo and Your Books

Review, sign-off and authorisation

The bottleneck at the end of an engagement is rarely the work. It is waiting for someone to approve it, or to sign the form that lets you file.

Two changes:

Send for signature the moment it is ready, not batched. A signature request that arrives alone gets actioned. One that arrives in a batch on Friday afternoon gets deferred to Monday, then to Tuesday.

Collect signatures electronically. The CRA accepts electronic signatures on the T183, T183CORP, T183TRUST, T2183 and T2200, and this stopped being a temporary measure in 2024. If you are printing authorisation forms in March, that is time you are choosing to spend.

Read next: The Best Way to Get Client Signatures on Tax Returns

Security is part of workflow, not separate from it

You hold SINs, income details, banking information and business records for dozens of people. That is a meaningful concentration of exactly the data used for identity theft.

Ordinary email is not built for it. Nothing is encrypted end to end, copies persist on servers you do not control, and attachments sit in inboxes indefinitely.

The federal guidance on managed services also makes the point that data stored outside Canada falls under different privacy and ownership laws, which may take precedence over Canadian ones. For a practitioner, that is worth knowing rather than assuming.

Retention

Business records generally need to be kept six years from the end of the tax year they relate to. Signed authorisation forms point to a longer window — guidance suggests at least seven years where a preparer filed on the client's behalf, and the CRA does check with preparers and request copies.

The practical question is not how long, but where. If a subscription lapsed tomorrow, could you still produce six years of client records? For a practice, that is not a hypothetical — it is the thing an auditor will ask about.

What to fix first

If you are choosing one thing this quarter:

Automate document collection reminders. It removes the single largest source of unbillable time and the single largest source of low-grade dread. Everything else on this list is worth doing, but that one changes how the job feels.

If you are choosing a second, track completeness per client so that "what is outstanding" is a screen rather than a memory.

General information about practice workflow, not tax or professional advice. Verify current CRA requirements, which do change.